FINRA’s OTC Bulletin Board maintains a daily Eligibility List of those OTCBB issuers which are delinquent, or have been repeatedly late in filing their SEC reports.
What is the OTCBB Eligibility Status List?
This OTCBB Eligibility Status List shows investors which Bulletin Board companies are subject to ineligibility pursuant to FINRA Rule 6530(e).
What is the Criteria for the OTCBB Eligibility Status List?
The OTCBB Eligibility Status List identifies those OTC Bulletin Board companies that meet the following criteria:
- The OTCBB Issuer has been delinquent (late) in filing required annual and quarterly filings at least Two (2) times in the prior Two (2) Years; or
- The OTCBB Issuer has been removed from the Bulletin Board for failure to file an annual or quarterly filing at least One (1) Time in the prior Two (2) years.
OTC Bulletin Board Securities Lawyer for Delinquent Filers
Shareholders and Management of OTC Bulletin Board companies which are delinquent in their SEC filings can contact OTCBB securities lawyer Matt Stout for a no cost review of their certs and supporting documents to determine if a Rule 144 opinion or Section 4(a)(1) opinion is available at (410) 429-7076 or firstname.lastname@example.org.